Application for quotation of securities - TGM
Released
Released
Announcement PDF
Appendix 2A - Application for quotation of securities
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Announcement Summary
Entity name
THETA GOLD MINES LIMITED
Announcement Type
New announcement
Date of this announcement
Monday December 01, 2025
The +securities to be quoted are:
Please refer to the response to Q2.3d for further information about the type of securities to be quoted and the
circumstances of the issue.
Listed Options granted under Options Offers Prospectus dated 24 October 2025 - refer to Appendix 3B dated 7 October
2025. A total of 240,087 SPP Options and 24,009,560 Placement Options have been granted.
Total number of +securities to be quoted
ASX +security
code Security description
Number of +securities to
be quoted Issue date
New class - code
to be confirmed
Listed Options with an exercise price of $0.32 (32
cents) and expiry date of 1 June 2027.
24,249,647 01/12/2025
Refer to next page for full details of the announcement
Other
Appendix 2A - Application for quotation of securities
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Part 1 - Entity and announcement details
1.1 Name of entity
THETA GOLD MINES LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix
2A of the ASX Listing Rules.
1.2 Registered number type
ABN
Registration number
30131758177
1.3 ASX issuer code
TGM
1.4 The announcement is
1.5 Date of this announcement
1/12/2025
New announcement
Appendix 2A - Application for quotation of securities
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
Please refer to the response to Q2.3d for further information about the type of securities to be quoted and the
circumstances of the issue.
2.2 The +class of +securities to be quoted is:
2.3c Have these +securities been offered under a +disclosure document or +PDS?
2.3c.1 Date of +disclosure document or +PDS?
24/10/2025
2.3d Please provide any further information needed to understand the circumstances in which you are applying to
have these +securities quoted on ASX, including why the issue of the +securities has not been previously
announced to the market in an Appendix 3B
Listed Options granted under Options Offers Prospectus dated 24 October 2025 - refer to Appendix 3B dated 7 October
2025. A total of 240,087 SPP Options and 24,009,560 Placement Options have been granted.
Yes
New +securities in a class that is not yet quoted on ASX ("new class")
Other
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Part 3C - number and type of +securities to be quoted (new class) where issue has not previously been notified to ASX in an Appendix
3B
New +securities
ASX +security code
New class - code to be confirmed
+Security description
Listed Options with an exercise price of $0.32 (32 cents)
and expiry date of 1 June 2027.
+Security type
Options
ISIN code
Issue date
1/12/2025
Will all the +securities issued in this class rank equally in all respects from the issue date?
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
Distribution Schedule
Provide a distribution schedule for the new +securities according to the categories set out in the left hand column -
including the number of recipients and the total percentage of the new +securities held by the recipients in each
category.
Number of +securities held Number of holders
Total percentage of +securities held
For example, to enter a value of 50%
please input as 50.00
1 - 1,000 %
1,001 - 5,000 %
5,001 - 10,000 %
10,001 - 100,000 %
100,001 and over %
Options Details
+Security currency
AUD - Australian Dollar
Exercise price
AUD 0.32000000
Expiry date
1/6/2027
Yes
Yes
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Details of the type of +security that will be issued if an option is exercised
TGM : ORDINARY FULLY PAID
Number of +securities that will be issued if an option is exercised
24,249,647 fully paid ordinary shares
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities to be
quoted or provide the information by separate announcement.
https://announcements.asx.com.au/asxpdf/20251024/pdf/06r0kcglxjwvtp.pdf
Issue details
Number of +securities to be quoted
24,249,647
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
The Listed Options are free attaching options offered under the Options Offers Prospectus dated 24 October 2025 on the
basis of 1 Listed Option for every 2.38 shares subscribed.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Refer to Options Offers Prospectus dated 24 October 2025 and announcement dated 7 October 2025.
The purpose(s) for which the entity is issuing the securities
Other
Please provide additional details
The Listed Options were offered under the Options Offers Prospectus dated 24 October 2025 as part of a capital raising to
raise funds for construction and infrastructure works including roads, earthworks, civil construction and the plant; Tailings
Storage Facility (TSF), and water management, retaining walls and channelling; plant equipment orders and purchase and
Structural, Mechanical, Piping and Platework (SMPP) installation, strengthening of the Company's Balance Sheet and
working capital.
No
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Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will
comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if
other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
ASX +security code and description
Total number of
+securities on issue
TGM : ORDINARY FULLY PAID 1,046,552,399
New class - code to be confirmed : Listed Options with an exercise price of $0.32 (32 cents)
and expiry date of 1 June 2027.
24,249,647
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
TGMAAZ : OPTION EXPIRING 17-SEP-2026 EX $0.13 34,568,769
TGMAAS : OPTION EXPIRING 30-SEP-2027 EX $0.17 900,000
TGMAAR : OPTION EXPIRING 30-SEP-2027 EX $0.12 600,000
TGMABC : OPTION EXPIRING 03-JUL-2027 VARIOUS PRICES 23,668,639
TGMABB : OPTION EXPIRING 31-OCT-2026 EX $0.13 23,138,057
TGMABA : OPTION EXPIRING 02-OCT-2026 EX $0.13 11,237,568
TGMAAG : OPTION EXPIRING 30-SEP-2027 EX $0.17 2,650,000
TGMAAH : OPTION EXPIRING 30-SEP-2027 EX $0.25 300,000
TGMAP : PERFORMANCE RIGHTS 7,150,000
TGMABD : OPTION EXPIRING 25-MAY-2027 EX $0.20 10,000,000
TGMABE : OPTION EXPIRING 25-MAY-2027 EX $0.25 10,000,000
TGMABF : OPTION EXPIRING 25-MAY-2027 EX $0.30 10,000,000
Appendix 2A - Application for quotation of securities
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Part 5 - Other Listing Rule requirements
5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the
issue does not need any security holder approval under Listing Rule 7.1?
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under
listing rule 7.1?
5.2a Date of meeting or proposed meeting to approve the issue under listing rule 7.1
28/11/2025
Yes
No
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